SEC – Firms Using Information to Solicit Investors

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Washington, DC (STL.News) The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 55 soliciting entities, four (4) impersonators of genuine firms, and five…

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Author: Marty Smith